Inactive

Michael Kloempken

Sanctuary Advisors, LLC

CRD 7386075

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Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2022-05-02

IN RA
APPROVED

Since 2022-05-02

Branch Locations

211 W Main Street, Ste. 301, Carmel, IN 46032 • United States

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wealth Enhancement Group	Los Angeles	CA	07/2021	03/2022
Oakwood Capital Management	Los Angeles	CA	12/2018	07/2021
Allstate Hoa Management	Los Angeles	CA	04/2018	10/2018
Mc Legacy Group	Los Angeles	CA	11/2013	03/2018
Sanctuary Wealth	Carmel	IN	03/2022	Present

07/2021 → 03/2022

Wealth Enhancement Group

Los Angeles, CA
12/2018 → 07/2021

Oakwood Capital Management

Los Angeles, CA
04/2018 → 10/2018

Allstate Hoa Management

Los Angeles, CA
11/2013 → 03/2018

Mc Legacy Group

Los Angeles, CA
03/2022 → Present

Sanctuary Wealth

Carmel, IN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-03-15

S65 Uniform Investment Adviser Law Examination

2021-03-15

View on SEC IAPD

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