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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-10
TX RA APPROVED 2025-06-02
  • AZ RA
    APPROVED
    Since 2025-06-10
  • TX RA
    APPROVED
    Since 2025-06-02

Branch Locations

400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Gilbert AZ 10/2023 Present
Wells Fargo Tempe AZ 10/2015 08/2023
Unemployed Gilbert AZ 09/2023 10/2023
  • 10/2023 → Present
    Gilbert, AZ
  • 10/2015 → 08/2023
    Wells Fargo
    Tempe, AZ
  • 09/2023 → 10/2023
    Unemployed
    Gilbert, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-02
S63 Uniform Securities Agent State Law Examination 2024-05-30
  • S66 Uniform Combined State Law Examination
    2025-06-02
  • S63 Uniform Securities Agent State Law Examination
    2024-05-30

View on SEC IAPD

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