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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
100 Howe Drive, Covington, KY 41015-5000 • United States
Crescent Springs, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kroger | Independence | KY | 03/2020 | 03/2021 |
| Fedex Ground | Independence | KY | 03/2021 | 05/2021 |
| Gopuff | Bloomington | IN | 11/2018 | 11/2019 |
| Amazon | Hebron | KY | 03/2020 | 03/2020 |
| Florence Freedom | Florence | KY | 04/2014 | 08/2018 |
| Indiana University | Bloomington | IN | 08/2014 | 12/2019 |
| Northern Kentucky University | Highland Heights | KY | 01/2020 | 05/2021 |
| Fidelity Investments | Covington | KY | 05/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-13 |
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