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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-09-28
NY RA APPROVED 2022-09-28
TX RA APPROVED 2022-09-28
  • NH RA
    APPROVED
    Since 2022-09-28
  • NY RA
    APPROVED
    Since 2022-09-28
  • TX RA
    APPROVED
    Since 2022-09-28

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

145 Maplewood Avenue, Suite 100, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steward Partners Global Advisory, Llc Portsmouth NH 06/2021 Present
Harbour Capital Corporation Newington NH 09/2019 05/2021
Coca Cola Bottling Company Of Northern New England Seabrook NH 05/2018 09/2019
Newburyport Harbormaster Newburyport MA 05/2017 10/2017
Usa Hockey Haverhill MA 04/2015 06/2017
Steward Partners Investment Solutions, Llc Portsmouth NH 07/2021 Present
Student Newburyport MA 07/2012 05/2022
Steward Partners Investment Advisory, Llc Portsmouth NH 09/2022 Present
  • 06/2021 → Present
    Steward Partners Global Advisory, Llc
    Portsmouth, NH
  • 09/2019 → 05/2021
    Harbour Capital Corporation
    Newington, NH
  • 05/2018 → 09/2019
    Coca Cola Bottling Company Of Northern New England
    Seabrook, NH
  • 05/2017 → 10/2017
    Newburyport Harbormaster
    Newburyport, MA
  • 04/2015 → 06/2017
    Usa Hockey
    Haverhill, MA
  • 07/2021 → Present
    Steward Partners Investment Solutions, Llc
    Portsmouth, NH
  • 07/2012 → 05/2022
    Student
    Newburyport, MA
  • 09/2022 → Present
    Portsmouth, NH
Other Businesses

- 1 - ICEHOUSE TREES; FAMILY BUSINESS; TOPSFIELD, MA; EMPLOYEE; MANAGER; 2022-11; 30 HRS/MO; 0 HRS DURING TRADING; NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-22
  • S66 Uniform Combined State Law Examination
    2022-09-22
Designations

View on SEC IAPD

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