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Ronald Mark Flagg

Tiaa-Cref Individual & Institutional Services, LLC

Charlotte, NC

Harrisburg, NC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-02-27
  • NC RA
    APPROVED
    Since 2023-02-27

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Harrisburg, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 06/2021 Present
Tiaa Charlotte NC 06/2021 Present
City Of Charlotte Charlotte NC 10/1998 05/2021
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-27
S63 Uniform Securities Agent State Law Examination 2021-08-19
  • S66 Uniform Combined State Law Examination
    2023-02-27
  • S63 Uniform Securities Agent State Law Examination
    2021-08-19
Other Names
  • Ronald M Flagg
  • Ronald Flagg
  • Ron Flagg

View on SEC IAPD

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