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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-05 |
| NJ | RA | APPROVED | 2021-08-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 05/2021 | Present |
| Prudential Financial | Newark | NJ | 08/1991 | 04/2021 |
| Bank Of America, N.A. | Florham Park | NJ | 07/2021 | Present |
I*: 2109314 Entity Type: Entity Charitable Name of OBA: New Jersey Innovation Institute Address: Newark, NJ 07103 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/01/2025 Number of Hours: 8 hrs mthly Number of Hours during trading: 2 hrs mthly Duties: NJII is a New jersey Institute of Technology (NJIT) non profit corproation. NJII is the conduit between the the R1 research university and the outside world. It seeks to connect the private world to the vast research and other resources of the university. This position is a volunteer board member. They are seeking skills to complement the existing board members, particularly in the area of process and applying technology to their business processes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-04 |
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