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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-07-18 |
| OH | RA | APPROVED | 2025-03-07 |
| OK | RA | APPROVED | 2022-06-15 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2021-01-14 |
| VT | RA | APPROVED | 2020-02-10 |
| NC | RA | APPROVED | 2020-01-17 |
| CO | RA | APPROVED | 2019-05-16 |
| MD | RA | APPROVED | 2019-03-18 |
| FL | RA | APPROVED | 2019-01-07 |
| CA | RA | APPROVED | 2018-01-30 |
| GA | RA | APPROVED | 2017-10-03 |
| WA | RA | APPROVED | 2017-09-11 |
| MO | RA | APPROVED | 2017-08-23 |
| KS | RA | APPROVED | 2017-02-02 |
| RI | RA | APPROVED | 2017-01-17 |
| PA | RA | APPROVED | 2016-09-28 |
| MA | RA | APPROVED | 2016-08-22 |
| CT | RA | APPROVED | 2016-01-11 |
| NJ | RA | APPROVED | 2016-01-11 |
| VA | RA | APPROVED | 2015-11-19 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Chappaqua, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Rye Brook | NY | 03/2015 | Present |
| Park Avenue Securities Llc | Rye Brook | NY | 05/2015 | Present |
| Guardian Life Insurance Company | Chappaqua | NY | 06/2024 | Present |
| Park Avenue Securities | Chappaqua | NY | 06/2024 | Present |
1. Outside Insurance Products-life, disability, long-term care and/or annuity business with other carriers. Start: 01/01/2016, Address: 800 Westchester Avenue Suite N-409; Rye Brook, NY 10573 , 1 bus hr per month, Investment related, 2) Trust Services for Rob and Melissa Blum-Contingent trustee, Start: 10/02/2023, Address: n/a 0 total hours per month, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-29 |
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