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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-19 |
Branch Locations
5049 Edwards Ranch Road Suite 03-157, Fort Worth, TX 76109 • United States
700 N. Grant Street Suite 120, Odessa, TX 79761 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co. | Odessa | TX | 08/2019 | Present |
| Mml Investors Services, Llc | Odessa | TX | 05/2021 | Present |
| Saint Andrew Catholic | Fort Worth | TX | 08/2014 | 06/2019 |
1) NAME: BLUECREST FINANCIAL ALLIANCES INV REL: Y ADD: 700 N GRANT AVE SUITE 120 ODESSA TX 79761 NATURE: OUTSIDE INURANCE SALES: LIFE, DISABILITY, FIXED ANNUITIES POSITION: FINANCIAL SERVICES EXECUTIVE START DATE: 08/27/2019 No. HR/MO: 160. No. HR/MO DURING SEC TRADING: 160. DESCRIBE DUTIES: INSURANCE SALE (2) NAME: CINCO SARAH INV REL: N ADD: RESIDENTIAL NATURE: MINERAL INTEREST OWNERSHIP, LAND OWNERSHIP POSITION: LIMITED PARTNER START DATE: 06/01/2024 No. HR/MO: 0. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: NONE. ONLY RECEIVE DISTRIBUTIONS WHEN PROFITABLE. (3) NAME: UTPB PRESIDENT COUNCIL INV REL: N ADD: 4901 E UNIVERSITY BLVD, ODESSA TX 79762 NATURE: ADVISORY BOARD POSITION: BOARD MEMBER START DATE: 01/01/2024 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 1. DESCRIBE DUTIES: ADVISE ON COMMUNITY RELATIONSHIPS. (4) NAME: EDUCATION FOUNDATION INV REL: Y ADD: 802 N SAM HOUSTON AVE, ODESSA, TX 79761 NATURE: RAISE FUNDS FOR EDUCATION PROGRAMS POSITION: BOARD MEMBER START DATE: 01/01/2024 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 2. DESCRIBE DUTIES: HELP WITH FUNDRAISING, BUDGET OVERSIGHT, PROGRAMMING. (5) NAME: MCHS FOUNDATION INV REL: Y ADD: 500 W. 4TH ODESSA TX 79761 NATURE: HOSPITAL FOUNDATION POSITION: BOARD MEMBER START DATE: 01/01/2022 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 2. DESCRIBE DUTIES: RAISE FUNDS, RAISE AWARNESS, PROGRAMMING. (6) NAME: ODESSA CHAMBER OF COMMERCE INV REL: Y ADD: 700 N GRANT, SUITE 200, ODESSA TX 79761 NATURE: CHAMBER OF COMMERCE POSITION: BOARD MEMBER START DATE: 01/01/2023 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 1. DESCRIBE DUTIES: OVERSEE ACTIVITIES, BUDGET, PROMOTION OF LOCAL COMMUNITY. (7) NAME: SAMARITAN CENTER INV REL: Y ADD: 10008 PILOT AVE, MIDLAND TX 79706 NATURE: COUNSELLING CENTER POSITION: BOARD MEMBER START DATE: 01/01/2023 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 2. DESCRIBE DUTIES: FUNDRAISE, OVERSEE BUDGET (8) NAME: PLANNING & ZONNING COMMISSION CITY OF ODESSA, TX INV REL: N ADD: 411 W. 8TH STREET, ODESSA TX 79760 NATURE: CITY COUNCIL APPOINTED ME TO PLANNING AND ZONNING COMMISION, WE REVIEW CHANGES TO RESIDENTIAL & COMMERCIAL ZONES BASED ON APPLICATIONS FROM DEVELOPERS & CITIZENS POSITION: COMMISSIONER START DATE: 02/15/2025. No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: REVIEW APPLICATIONS FOR CHANGES TO DEVELOPMENT CODES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-12 |
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