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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-19
  • TX RA
    APPROVED
    Since 2024-08-19

Branch Locations

Aledo, TX • United States

5049 Edwards Ranch Road Suite 03-157, Fort Worth, TX 76109 • United States

700 N. Grant Street Suite 120, Odessa, TX 79761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co. Odessa TX 08/2019 Present
Mml Investors Services, Llc Odessa TX 05/2021 Present
Saint Andrew Catholic Fort Worth TX 08/2014 06/2019
  • 08/2019 → Present
    Massmutual Life Insurance Co.
    Odessa, TX
  • 05/2021 → Present
    Odessa, TX
  • 08/2014 → 06/2019
    Saint Andrew Catholic
    Fort Worth, TX
Other Businesses

1) NAME: BLUECREST FINANCIAL ALLIANCES INV REL: Y ADD: 700 N GRANT AVE SUITE 120 ODESSA TX 79761 NATURE: OUTSIDE INURANCE SALES: LIFE, DISABILITY, FIXED ANNUITIES POSITION: FINANCIAL SERVICES EXECUTIVE START DATE: 08/27/2019 No. HR/MO: 160. No. HR/MO DURING SEC TRADING: 160. DESCRIBE DUTIES: INSURANCE SALE (2) NAME: CINCO SARAH INV REL: N ADD: RESIDENTIAL NATURE: MINERAL INTEREST OWNERSHIP, LAND OWNERSHIP POSITION: LIMITED PARTNER START DATE: 06/01/2024 No. HR/MO: 0. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: NONE. ONLY RECEIVE DISTRIBUTIONS WHEN PROFITABLE. (3) NAME: UTPB PRESIDENT COUNCIL INV REL: N ADD: 4901 E UNIVERSITY BLVD, ODESSA TX 79762 NATURE: ADVISORY BOARD POSITION: BOARD MEMBER START DATE: 01/01/2024 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 1. DESCRIBE DUTIES: ADVISE ON COMMUNITY RELATIONSHIPS. (4) NAME: EDUCATION FOUNDATION INV REL: Y ADD: 802 N SAM HOUSTON AVE, ODESSA, TX 79761 NATURE: RAISE FUNDS FOR EDUCATION PROGRAMS POSITION: BOARD MEMBER START DATE: 01/01/2024 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 2. DESCRIBE DUTIES: HELP WITH FUNDRAISING, BUDGET OVERSIGHT, PROGRAMMING. (5) NAME: MCHS FOUNDATION INV REL: Y ADD: 500 W. 4TH ODESSA TX 79761 NATURE: HOSPITAL FOUNDATION POSITION: BOARD MEMBER START DATE: 01/01/2022 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 2. DESCRIBE DUTIES: RAISE FUNDS, RAISE AWARNESS, PROGRAMMING. (6) NAME: ODESSA CHAMBER OF COMMERCE INV REL: Y ADD: 700 N GRANT, SUITE 200, ODESSA TX 79761 NATURE: CHAMBER OF COMMERCE POSITION: BOARD MEMBER START DATE: 01/01/2023 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 1. DESCRIBE DUTIES: OVERSEE ACTIVITIES, BUDGET, PROMOTION OF LOCAL COMMUNITY. (7) NAME: SAMARITAN CENTER INV REL: Y ADD: 10008 PILOT AVE, MIDLAND TX 79706 NATURE: COUNSELLING CENTER POSITION: BOARD MEMBER START DATE: 01/01/2023 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 2. DESCRIBE DUTIES: FUNDRAISE, OVERSEE BUDGET (8) NAME: PLANNING & ZONNING COMMISSION CITY OF ODESSA, TX INV REL: N ADD: 411 W. 8TH STREET, ODESSA TX 79760 NATURE: CITY COUNCIL APPOINTED ME TO PLANNING AND ZONNING COMMISION, WE REVIEW CHANGES TO RESIDENTIAL & COMMERCIAL ZONES BASED ON APPLICATIONS FROM DEVELOPERS & CITIZENS POSITION: COMMISSIONER START DATE: 02/15/2025. No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: REVIEW APPLICATIONS FOR CHANGES TO DEVELOPMENT CODES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-12
  • S66 Uniform Combined State Law Examination
    2024-08-12
Other Names
  • Angie King

View on SEC IAPD

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