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John Dalton Ehrhardt-Patty

Charles Schwab & Co., Inc.

Sandy Springs, GA

Mountain Brook, AL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-22
AL RA APPROVED 2023-08-31
  • TX RA
    APPROVED
    Since 2024-10-22
  • AL RA
    APPROVED
    Since 2023-08-31

Branch Locations

1105 Hammond Drive, Sandy Springs, GA 30328 • United States

3000 Cahaba Village Plaza Suite 130, Mountain Brook, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cory Watson Attorneys Birmingham AL 07/2019 05/2021
Trugreen Huntsville AL 01/2019 07/2019
The University Of Alabama Tuscaloosa AL 08/2014 05/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2021 06/2022
Northwestern Mutual Investment Services Llc Vestavia AL 12/2021 06/2022
Charles Schwab & Co., Inc. Mountain Brook AL 06/2022 Present
Charles Schwab Bank, Ssb Mountain Brook AL 06/2022 Present
  • 07/2019 → 05/2021
    Cory Watson Attorneys
    Birmingham, AL
  • 01/2019 → 07/2019
    Trugreen
    Huntsville, AL
  • 08/2014 → 05/2019
    The University Of Alabama
    Tuscaloosa, AL
  • 06/2021 → 06/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2021 → 06/2022
    Northwestern Mutual Investment Services Llc
    Vestavia, AL
  • 06/2022 → Present
    Charles Schwab & Co., Inc.
    Mountain Brook, AL
  • 06/2022 → Present
    Charles Schwab Bank, Ssb
    Mountain Brook, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-30
S63 Uniform Securities Agent State Law Examination 2022-06-06
  • S66 Uniform Combined State Law Examination
    2023-08-30
  • S63 Uniform Securities Agent State Law Examination
    2022-06-06
Other Names
  • Dalton Patty
  • John Ehrhardt-Patty
  • Dalton Ehrhardt-Patty

View on SEC IAPD

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Other Offices

HC ADVISORS LLC · SANDY SPRINGS, GA
1776 WEALTH LLC · SANDY SPRINGS, GA
OSAIC ADVISORY SERVICES, LLC · Atlanta, GA
ELEVATION POINT WEALTH PARTNERS, LLC · Atlanta, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sandy Springs, GA
FALCONS I, LLC · ATLANTA, GA
ANGEL OAK CAPITAL ADVISORS, LLC · ATLANTA, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Atlanta, GA

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