Prasanna G Joshi

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-04-14
TX	RA	APPROVED	2023-04-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
T3 Trading Group, Llc	New York	NY	05/2021	09/2022
Online Trading Academy	Ridgefield Park	NJ	10/2017	05/2021
Johnson & Johnson	Raritan	NJ	06/2017	08/2017
Njcu	Jersey City	NJ	05/2016	05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Scotch Plains	NJ	12/2022	Present
Bank Of America, N.A.	Scotch Plains	NJ	02/2023	Present

05/2021 → 09/2022

T3 Trading Group, Llc

New York, NY
10/2017 → 05/2021

Online Trading Academy

Ridgefield Park, NJ
06/2017 → 08/2017

Johnson & Johnson

Raritan, NJ
05/2016 → 05/2017

Njcu

Jersey City, NJ
12/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scotch Plains, NJ
02/2023 → Present

Bank Of America, N.A.

Scotch Plains, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-03