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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-14 |
| CA | RA | APPROVED | 2024-05-14 |
| TX | RA | APPROVED | 2024-05-14 |
Branch Locations
560 Mission St Floor 22, San Francisco, CA 94105 • United States
270 Park Avenue 22Nd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company Lp | Cohoes | NY | 01/2021 | 03/2021 |
| The Ayco Company Lp | Cohoes | NY | 07/2020 | 08/2020 |
| Union College | Schenectady | NY | 09/2016 | 03/2021 |
| Goldman Sachs | Cohoes | NY | 06/2021 | 02/2023 |
| Union College | Schenectady | NY | 09/2016 | 03/2020 |
| Unemployed | Albany | NY | 04/2021 | 05/2021 |
| First Republic Bank | San Francisco | CA | 02/2023 | 07/2023 |
| Jpmorgan Chase Bank, Na | San Francisco | CA | 07/2023 | 03/2024 |
| Jpmorgan Chase Bank, Na | San Francisco | CA | 03/2024 | Present |
| Jpmorgan Securities Llc | San Francisco | CA | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-20 |
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