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Lindsey Renee Elliff

Prota Financial

Houston, TX

CRD 7384605

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Employer firm

Prota Financial CRD 283776

$270M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Prota Financial

1980 Post Oak Blvd Suite 200, Houston, TX 77056-3845 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-20
  • TX RA
    APPROVED
    Since 2021-07-20

Branch Locations

1980 Post Oak Blvd Suite 200, Houston, TX 77056-3845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prota Financial Houston TX 05/2021 Present
Practice Solutions Houston TX 12/2020 03/2021
Upweb Houston TX 10/2020 12/2020
Advanced Footcare Houston TX 01/2016 10/2020
Job Search Houston TX 03/2021 05/2021
  • 05/2021 → Present
    Prota Financial
    Houston, TX
  • 12/2020 → 03/2021
    Practice Solutions
    Houston, TX
  • 10/2020 → 12/2020
    Upweb
    Houston, TX
  • 01/2016 → 10/2020
    Advanced Footcare
    Houston, TX
  • 03/2021 → 05/2021
    Job Search
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-20
  • S65 Uniform Investment Adviser Law Examination
    2021-07-20

View on SEC IAPD

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John Charles Robinson
CRYSTAL ALLISON MCKEON
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TSA WEALTH MANAGEMENT · HOUSTON, TX
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