Ricardo Quiros

Current Employers

Employment History

• 05/2012 → 04/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Weston, FL
• 04/2015 → 04/2018
  Bank Of America, N.A.
  Weston, FL
• 04/2018 → Present
  Bolton Global Capital
  Bolton, MA
• 04/2018 → Present
  Bolton Global Asset Management
  Bolton, MA

Previous Registrations

• 2018-05-30 → 2018-12-31
  Bolton Securities Corporation
  Weston, FL
  Weston, FL
  Bolton, MA
• 2012-06-12 → 2018-04-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Weston, FL
• 2009-06-01 → 2012-06-21
  Morgan Stanley
  Plantation, FL
• 2005-03-18 → 2009-06-01
  Citigroup Global Markets Inc.
  Plantation, FL
  Plantation, FL

Other Businesses

1) REGISTERED WITH BOLTON SECURITIES CORPORATION AS AN INVESTMENT ADVISOR RESPRESENTATIVE. DOING BUSINESS AS CAOBA CAPITAL WEALTH MANAGEMENT AND ACTING AS 'INVESTMENT PORTFOLIO MANAGER'. INVESTMENT RELATED AND CONDUCTED FROM BRANCH LOCATION. IA BUSINESS REPRESENTS APPROXIMATELY 15%-20% OF BUSINESS. 2) OWNER AND MANAGING DIRECTOR OF CAOBA CAPITAL WEALTH MANAGEMENT, LLC, ENTITY CREATED TO FACILITATE SECURITIES AND INVESTMENT ADVISORY BUSINESS. CONDUCTED FROM BRANCH LOCATION. BRANCH MANAGEMENT DUTIES BALANCED WITH SECURITIES AND ADVISORY SERVICES. 3) LICENSED TO SELL FIXED INSURANCE PRODUCTS. INVESTMENT RELATED TO THE EXTENT IN HOW AN INSURANCE PRODUCT FITS INTO A CLIENT'S OVERALL FINANCIAL PICTURE. SOLD UNDER PERSONAL NAME AND CONDUCTED FROM BRANCH LOCATION. NOMINAL AMOUNT OF TIME SPENT PER YEAR ON ACTIVITY, SELLING 5-7 INSURANCE PLANS A YEAR. 4)RICARDO IS THE PLAN ADMINISTRATOR FOR CAOBA CAPITAL WEALTH MANAGEMENT'S 401K PLAN WHICH ONLY INCLUDES BRANCH STAFF AND HIMSELF. NO INVESTMENT DECISIONS ARE MADE BY RICARDO ON BEHALF OF OTHER PARTICIPANTS. ADMINISTRATIVE DUTIES ONLY AND RICARDO DOES NOT SPEND MORE THAN 1-HOUR PER MONTH. 5) CO-OWNER WITH SPOUSE OF RESIDENTIAL RENTAL PROPERTY. NOT INVESTMENT RELATED AND NOT CONDUCTED AT BRANCH LOCATION.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-07
• S63 Uniform Securities Agent State Law Examination
  2005-02-17

Other Names

• Ricardo Antonio Quiros
• Ricardo Antonio Quiros Giron