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Stevan Santoscoy

Wells Fargo Clearing Services, LLC

Scottsdale, AZ

CRD 7384217

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-20
AZ RA APPROVED 2021-09-20
CA RA APPROVED 2021-09-18
  • TX RA
    APPROVED_RES
    Since 2024-11-20
  • AZ RA
    APPROVED
    Since 2021-09-20
  • CA RA
    APPROVED
    Since 2021-09-18

Branch Locations

8601 N Scottsdale Rd Ste 100 [Va-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Phoenix AZ 05/2021 Present
Wells Fargo Bank, Na Phoenix AZ 07/2017 Present
Harkins Theatres Peoria AZ 08/2016 05/2017
Sonic Drive-In Surprise AZ 09/2015 07/2017
Arizona State University Tempe AZ 08/2016 04/2017
  • 05/2021 → Present
    Wells Fargo Clearing Services, Llc
    Phoenix, AZ
  • 07/2017 → Present
    Wells Fargo Bank, Na
    Phoenix, AZ
  • 08/2016 → 05/2017
    Harkins Theatres
    Peoria, AZ
  • 09/2015 → 07/2017
    Sonic Drive-In
    Surprise, AZ
  • 08/2016 → 04/2017
    Arizona State University
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-17
  • S66 Uniform Combined State Law Examination
    2021-09-17
Designations
  • Certified Financial Planner

View on SEC IAPD

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