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Mabel Chan

Wells Fargo Clearing Services, LLC

San Francisco, CA

San Francisco, CA

CRD 7384044

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-23
  • CA RA
    APPROVED
    Since 2021-10-23

Branch Locations

3431 California St, San Francisco, CA 94118 • United States

420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Francisco CA 05/2021 Present
Wells Fargo Bank, Na San Francisco CA 08/2018 Present
Rite Aid Davis CA 03/2017 05/2018
University Of California, Davis Davis CA 09/2014 06/2018
  • 05/2021 → Present
    Wells Fargo Clearing Services, Llc
    San Francisco, CA
  • 08/2018 → Present
    Wells Fargo Bank, Na
    San Francisco, CA
  • 03/2017 → 05/2018
    Rite Aid
    Davis, CA
  • 09/2014 → 06/2018
    University Of California, Davis
    Davis, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-22
  • S66 Uniform Combined State Law Examination
    2021-10-22

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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