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Michael George Jarvie

Cain, Watters & Associates, LLC

Frisco, TX

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Current Employers
Cain, Watters & Associates, Llc

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-26
  • TX RA
    APPROVED
    Since 2021-05-26

Branch Locations

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cain, Watters & Associates Plano TX 05/2021 Present
Northern Trust Dallas TX 06/2018 05/2021
Kpmg Dallas TX 06/2016 06/2018
Unemployed Dallas TX 05/2011 06/2016
  • 05/2021 → Present
    Cain, Watters & Associates
    Plano, TX
  • 06/2018 → 05/2021
    Northern Trust
    Dallas, TX
  • 06/2016 → 06/2018
    Kpmg
    Dallas, TX
  • 05/2011 → 06/2016
    Unemployed
    Dallas, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-03-09
  • S63 Uniform Securities Agent State Law Examination
    2019-03-09
Designations

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
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