Cade J Mcnicholas

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
• 05/2021 → 08/2022
  Fidler Wealth Management
  Mesa, AZ
• 08/2019 → 05/2023
  University Of Arkansas
  Fayetteville, AR
• 08/2013 → 08/2019
  Platte County High School
  Platte City, MO
• 08/2025 → Present
  Bank Of America N.A.
  Scottsdale, AZ

Exams

• S66 Uniform Combined State Law Examination
  2023-10-13

Other Names

• Cade James Mcnicholas