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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-14
GA RA APPROVED 2022-04-26
  • TX RA
    APPROVED
    Since 2022-11-14
  • GA RA
    APPROVED
    Since 2022-04-26

Branch Locations

1360 Caduceus Way Ste 101, Watkinsville, GA 30677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Watkinsville GA 08/2021 Present
Mb Landscaping Gainesville GA 03/2020 08/2020
Western Carolina University Cullowhee NC 08/2017 07/2021
Skiers Marine Atlanta Gainesville GA 05/2019 09/2019
Bgw Dental Group Gainesville GA 08/2016 06/2017
North Hall High School Gainesville GA 08/2013 05/2017
Raymond James Financial Services Advisors Watkinsville GA 04/2022 Present
  • 08/2021 → Present
    Raymond James Financial Services, Inc.
    Watkinsville, GA
  • 03/2020 → 08/2020
    Mb Landscaping
    Gainesville, GA
  • 08/2017 → 07/2021
    Western Carolina University
    Cullowhee, NC
  • 05/2019 → 09/2019
    Skiers Marine Atlanta
    Gainesville, GA
  • 08/2016 → 06/2017
    Bgw Dental Group
    Gainesville, GA
  • 08/2013 → 05/2017
    North Hall High School
    Gainesville, GA
  • 04/2022 → Present
    Raymond James Financial Services Advisors
    Watkinsville, GA
Other Businesses

The Avenue Wealth Management LLC Address: 1360 Caduceus Way Ste 101, Watkinsville, GA, 30677-7300, United States Activity Type: Support Company - Non-Owner Position/Title: Associate/Employee Investment Related: No Start Date:05/06/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours:41+ Description of duties: Financial Advising

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-22
  • S66 Uniform Combined State Law Examination
    2022-04-22
Other Names
  • Mac Bennett

View on SEC IAPD

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