Joseph Kevin Bannon

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2009-01-30

CT RA
APPROVED

Since 2009-01-30

Branch Locations

231 Farmington Avenue, Farmington, CT 06032 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Bannon & Company, Llc	Farmington	CT	01/2009	Present
Commonwealth Financial Network	Waltham	MA	01/2009	Present

01/2009 → Present

Bannon & Company, Llc

Farmington, CT
01/2009 → Present

Commonwealth Financial Network

Waltham, MA

Previous Registrations

1999-05-17 → 2009-01-30

Ohanesian / Lecours, Inc.

West Hartford, CT

West Hartford, CT

Other Businesses

1. Owner, Bannon & Company, LLC, a private entity established to facilitate securities and insurance business; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'Bannon & Company, LLC'; Conducted at branch; Investment related. 3. Owner, Hilltop Capital, LLC, a private entity established to own real estate holdings; Not conducted at branch; Investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-12-08
S63	Uniform Securities Agent State Law Examination	1998-12-03

S65 Uniform Investment Adviser Law Examination

1998-12-08
S63 Uniform Securities Agent State Law Examination

1998-12-03

Designations

Other Names

Joe Bannon

View on SEC IAPD