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First Command Advisory Services CRD 281958
$24.4B regulatory AUM 1,013 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-27 |
| CO | RA | APPROVED | 2021-11-03 |
Branch Locations
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
615 Wooten Rd. Suite 130, 80915, CO 80915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Services | Fort Worth | TX | 08/2021 | 01/2022 |
| United States Air Force | Uedem | 01/2019 | Present | |
| Self-Employed | Kalkar | 08/2017 | 12/2018 | |
| United States Air Force | Uedem | 07/2011 | 08/2017 | |
| Self-Employed | Kalkar | 05/2014 | Present | |
| Aquila Gin | Kalkar | 08/2020 | Present | |
| First Command Brokerage Services, Inc | Fort Worth | TX | 01/2022 | Present |
| Frist Command Advisory Services, Inc | Fort Worth | TX | 01/2022 | Present |
| First Command Insurance Services, Inc | Fort Worth | TX | 01/2022 | Present |
1) Name: Aquila Gin Investment-related: No Address: 7023 Gardenstone Drive Colorado Springs, CO 80922-2357 Nature of the other business: Owner/Sole/Partner Your position: Co-owner Start date: 08/01/20 The approximate number of hours/month you devote to the other business: 1 to 5 During securities trading hours: None Description of duties:The company (my wife and I as co-owners) make homemade craft gin. We then bottle the gin in small taster bottles to include in a Gin Advent Calendar and sell them to friends. 2) Name: Business in Name of Thomas Finner Investment-related: No Address: 7023 Gardenstone Drive Colorado Springs, CO 80922-2357 Nature of the other business: Owner/Sole/Partner Your position: Author of Published E-Book Start date: 05/01/14 The approximate number of hours/month you devote to the other business: 1 to 5 During securities trading hours: None Description of duties: I wrote an E-Book in May 2014 and still pay yearly expenses to have the book available for sale online.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-05 |
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