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Thomas Joseph Finneran

First Command Advisory Services

Fort Worth, TX

80915, CO

CRD 7383635

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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-27
CO RA APPROVED 2021-11-03
  • TX RA
    APPROVED
    Since 2023-06-27
  • CO RA
    APPROVED
    Since 2021-11-03

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

615 Wooten Rd. Suite 130, 80915, CO 80915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Services Fort Worth TX 08/2021 01/2022
United States Air Force Uedem 01/2019 Present
Self-Employed Kalkar 08/2017 12/2018
United States Air Force Uedem 07/2011 08/2017
Self-Employed Kalkar 05/2014 Present
Aquila Gin Kalkar 08/2020 Present
First Command Brokerage Services, Inc Fort Worth TX 01/2022 Present
Frist Command Advisory Services, Inc Fort Worth TX 01/2022 Present
First Command Insurance Services, Inc Fort Worth TX 01/2022 Present
  • 08/2021 → 01/2022
    First Command Financial Services
    Fort Worth, TX
  • 01/2019 → Present
    United States Air Force
    Uedem
  • 08/2017 → 12/2018
    Self-Employed
    Kalkar
  • 07/2011 → 08/2017
    United States Air Force
    Uedem
  • 05/2014 → Present
    Self-Employed
    Kalkar
  • 08/2020 → Present
    Aquila Gin
    Kalkar
  • 01/2022 → Present
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 01/2022 → Present
    Frist Command Advisory Services, Inc
    Fort Worth, TX
  • 01/2022 → Present
    First Command Insurance Services, Inc
    Fort Worth, TX
Other Businesses

1) Name: Aquila Gin Investment-related: No Address: 7023 Gardenstone Drive Colorado Springs, CO 80922-2357 Nature of the other business: Owner/Sole/Partner Your position: Co-owner Start date: 08/01/20 The approximate number of hours/month you devote to the other business: 1 to 5 During securities trading hours: None Description of duties:The company (my wife and I as co-owners) make homemade craft gin. We then bottle the gin in small taster bottles to include in a Gin Advent Calendar and sell them to friends. 2) Name: Business in Name of Thomas Finner Investment-related: No Address: 7023 Gardenstone Drive Colorado Springs, CO 80922-2357 Nature of the other business: Owner/Sole/Partner Your position: Author of Published E-Book Start date: 05/01/14 The approximate number of hours/month you devote to the other business: 1 to 5 During securities trading hours: None Description of duties: I wrote an E-Book in May 2014 and still pay yearly expenses to have the book available for sale online.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-05
  • S66 Uniform Combined State Law Examination
    2021-10-05
Other Names
  • Tom Finneran

View on SEC IAPD

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