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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Simi Valley | CA | 02/2016 | 05/2021 |
| J.P. Morgan Securities Llc | Simi Valley | CA | 05/2021 | 02/2023 |
| Pruco Securities Llc | Sherman Oaks | CA | 02/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Sherman Oaks | CA | 03/2023 | Present |
| Lpl Enterprise, Llc | Sherman Oaks | CA | 11/2024 | Present |
1) 08/16/2024-SEINT (FORMERLY MASKCARA)-Direct Sales/ MLM- will create content posted to a non-personal social media account that features various makeup techniques, and highlights certain Seint products. I may offer parties that allow people to have an in person makeup trial, and they will be routed to my shopping link (www.littlebirds.seintofficial.com) to shop directly. I help customize a palette based on their desires and skin tone and type.-SHERMAN OAKS, CA- NOT INV realated- start date-01/17/2023- 8 HRS/MTH- 0 during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-30 |
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