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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-12-03
TX RA APPROVED 2022-11-15
  • CT RA
    APPROVED
    Since 2025-12-03
  • TX RA
    APPROVED
    Since 2022-11-15

Branch Locations

275 Grove St Ste 1W-305, Auburndale, MA 02466 • United States

South Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Distributors Llc Boston MA 05/2021 01/2022
John Hancock Boston MA 05/2021 01/2022
Marsam Metal Finishing Co. New Britain CT 06/2018 08/2018
Otis Elevator East Hartford CT 06/2019 05/2021
Shuttle Meadow Country Club Berlin CT 05/2013 08/2017
Roger Williams University Bristol RI 08/2015 05/2019
Ameriprise Financial Services, Llc Auburndale MA 01/2022 Present
  • 05/2021 → 01/2022
    John Hancock Distributors Llc
    Boston, MA
  • 05/2021 → 01/2022
    John Hancock
    Boston, MA
  • 06/2018 → 08/2018
    Marsam Metal Finishing Co.
    New Britain, CT
  • 06/2019 → 05/2021
    Otis Elevator
    East Hartford, CT
  • 05/2013 → 08/2017
    Shuttle Meadow Country Club
    Berlin, CT
  • 08/2015 → 05/2019
    Roger Williams University
    Bristol, RI
  • 01/2022 → Present
    Auburndale, MA
Other Businesses

Outside Employment; Net Flows LLC; Being paid through LLC for work done at Ameriprise; Manage advisory business; 275 Grove St, STE 1W-305, Auburndale , MA, 02466; Investment-Related; 01/04/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-11
S63 Uniform Securities Agent State Law Examination 2021-06-04
  • S66 Uniform Combined State Law Examination
    2022-11-11
  • S63 Uniform Securities Agent State Law Examination
    2021-06-04

View on SEC IAPD

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