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1116 Ponce De Leon Suite 300, San Juan, PR 00907 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2019-10-29 |
Branch Locations
1116 Ponce De Leon Suite 300, San Juan, PR 00907 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 12/2013 | 10/2019 |
| Kovack Advisors, Inc | Fort Lauderdale | FL | 06/2016 | 10/2019 |
| Aton Financial Llc | San Juan | PR | 10/2019 | Present |
1) SMART INSURANCE AGENCY - San Patricio Office Center, 7 Tabonuco Street, Ste. 300, GUAYNABO, PR 00968; FIXED INSURANCE BUSINESS; NON INVESTMENT RELATED; AGENT; SELL FIXED INSURANCE; 5% OF TIME SPENT 2) GLASSY CORP - VILLA CAPARRA TOWER APT 3-C, GUAYNABO, PR 00966; FAST FOOD FRANCHISE TACO MAKER; NON-INVESTMENT RELATED; SUPERVISE DAILY NUMBERS OF THE TWO STORES, SUPERVISE THE MANAGER OF EACH STORE THROUGH DAILY REPORTS; 20% OF TIME SPENT 3) DEJETO FOOD CORP, CALLE ALAMBRA 4-7 URB. TORRIMAR GUAYNABO, PR 00966; FOOD BUSINESS, MARCO'S PIZZA; TREASURER; DEAL WITH SALES; NON-INVESTMENT RELATED; 15% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-31 |
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