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Uriel E Mercado

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-06-01
TX RA APPROVED 2022-06-01
  • IL RA
    APPROVED
    Since 2022-06-01
  • TX RA
    APPROVED
    Since 2022-06-01

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 05/2021 Present
Walmart Dekalb IL 09/2015 05/2021
Mchenry County College Crystal Lake IL 08/2014 08/2019
Kohls Dekalb IL 09/2019 10/2019
Bank Of America N.A. Rolling Meadows IL 05/2021 Present
  • 05/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rolling Meadows, IL
  • 09/2015 → 05/2021
    Walmart
    Dekalb, IL
  • 08/2014 → 08/2019
    Mchenry County College
    Crystal Lake, IL
  • 09/2019 → 10/2019
    Kohls
    Dekalb, IL
  • 05/2021 → Present
    Bank Of America N.A.
    Rolling Meadows, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-27
  • S66 Uniform Combined State Law Examination
    2022-05-27

View on SEC IAPD

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