Stephanie Man Le Seng

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-03-14
CA	RA	APPROVED	2022-02-22

Branch Locations

21215 Burbank Blvd, Woodland Hills, CA 91367 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Woodland Hills	CA	05/2021	Present
Jonathan M Davidorf M D Inc	West Hills	CA	10/2020	05/2021
Hokkaido Prefecture	Noboribetsu		07/2015	07/2020
Unemployed	Canoga Park	CA	07/2020	10/2020

05/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Woodland Hills, CA
10/2020 → 05/2021

Jonathan M Davidorf M D Inc

West Hills, CA
07/2015 → 07/2020

Hokkaido Prefecture

Noboribetsu
07/2020 → 10/2020

Unemployed

Canoga Park, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-18