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Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-04-30
TX	RA	APPROVED	2022-03-29
NJ	RA	APPROVED	2022-03-07

PA RA
APPROVED

Since 2024-04-30
TX RA
APPROVED

Since 2022-03-29
NJ RA
APPROVED

Since 2022-03-07

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Trenton, NJ • United States

101 West Ave, Jenkintown, PA 19046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	05/2021	Present
Burn The Floor	Sydeny		11/2011	11/2019
Unemployed Pending Us Work Permit	Hamilton	NJ	11/2019	07/2020
Tink Construction Llc	Hamilton	NJ	07/2020	11/2020
Dme Capital	Old Bridge	NJ	11/2020	05/2021

05/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
11/2011 → 11/2019

Burn The Floor

Sydeny
11/2019 → 07/2020

Unemployed Pending Us Work Permit

Hamilton, NJ
07/2020 → 11/2020

Tink Construction Llc

Hamilton, NJ
11/2020 → 05/2021

Dme Capital

Old Bridge, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-04

S66 Uniform Combined State Law Examination

2022-03-04

View on SEC IAPD

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