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Account
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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-08-31 |
Branch Locations
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2022 | 02/2025 |
| Westbrook Christian School | Rainbow City | AL | 07/2020 | 05/2021 |
| Copelandscapes | Gadsden | AL | 05/2016 | 06/2020 |
| K&K Financial | Rainbow City | AL | 03/2022 | 02/2025 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2021 | 02/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 02/2025 |
| Osaic | Hokes Bluff | AL | 02/2025 | 08/2026 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2026 | Present |
| Np Private Wealth Management | Rainbow City | AL | 01/2025 | Present |
1. NAME OF OTHER BUSINESS: NP PRIVATE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2025 POSITION/TITLE/RELATIONSHIP: ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-22 |
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