Mark Rothwell

Employer firm

Valmark Advisers, Inc. CRD 108050

$10.2B regulatory AUM 380 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 06/2021
  State Street Corporation
  Boston, MA
• 06/2021 → Present
  Scott Jones Financial
  Charlotte, NC

Other Businesses

1) M712 LLC DBA Scott Jones Financial; 5950 Fairview Road, Ste. 402, Charlotte, NC 28219; COO/Director of Financial Planning; Create and deliver financial plans, day to day business operations; Investment Related YES; Start Date 6/21/2021; Approximately 40+ hrs. per month; W2 compensated.///

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-07-29
• S65 Uniform Investment Adviser Law Examination
  2020-10-03

Designations

• Certified Financial Planner