Dino N Efthimiou

Employer firm

Delta Wealth Advisors LLC CRD 310504

$152M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 11/2017
  Morgan Stanley Smith Barney
  Indianapolis, IN
• 01/2015 → 11/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 11/2017 → 12/2019
  Wealth Advisory Solutions, Llc
  Zionsville, IN
• 10/2017 → Present
  Delta Wealth Advisors, Llc
  Zionsville, IN

Previous Registrations

• 2017-11-02 → 2020-12-31
  Wealth Advisory Solutions, Llc
  Zionsville, IN
• 2012-06-29 → 2017-11-06
  Morgan Stanley
  Indianapolis, IN
• 2005-06-15 → 2012-07-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
  Indianapolis, IN

Exams

• S66 Uniform Combined State Law Examination
  2005-06-14

Designations

• Certified Financial Planner