Stephen Victor Swenson

Employer firm

Wychick Investment Advisors, Inc. CRD 137957

$32.8M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Wychick Investment Advisors, Inc.

Bend, OR • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2006-06-14

OR RA
APPROVED

Since 2006-06-14

Branch Locations

Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wychick Investment Advisors, Inc.	Bend	OR	06/2006	Present

06/2006 → Present

Wychick Investment Advisors, Inc.

Bend, OR

Previous Registrations

2002-11-29 → 2006-06-14

D.A. Davidson & Co.

Bend, OR

Bend, OR

Other Businesses

--Stein Swenson Investment Advisors, LLC; Bend, Oregon; 1099 contractor to Wychick Investment Advisors, Inc.; Member; 40 hours per week during market hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-11
S63	Uniform Securities Agent State Law Examination	1998-11-14

S65 Uniform Investment Adviser Law Examination

1999-12-11
S63 Uniform Securities Agent State Law Examination

1998-11-14

Other Names

Stein Victor Swenson

View on SEC IAPD