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Laura C Van Wagenberg

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baltimore, MD

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-12-05
  • MD RA
    APPROVED
    Since 2023-12-05

Branch Locations

100 International Dr, Baltimore, MD 21202 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 07/2010 Present
Bank Of America, N.A. Houston TX 05/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-02
S63 Uniform Securities Agent State Law Examination 2007-12-03
  • S66 Uniform Combined State Law Examination
    2023-12-02
  • S63 Uniform Securities Agent State Law Examination
    2007-12-03
Other Names
  • Laurie Van Wagenberg
  • Laura Colt Van
  • Laura De Bottari Colt
  • Laurie Colt
  • Laura Colt Van Wagenberg
  • Laurie De Bottari Colt

View on SEC IAPD

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