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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-09 |
| CA | RA | APPROVED | 2022-07-26 |
Branch Locations
3562 Round Barn Circle 1St Floor, Santa Rosa, CA 95403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Santa Rosa | CA | 06/2021 | Present |
| Oliver's Market | Cotati | CA | 08/2018 | 05/2021 |
| Nike Factory Store | San Jose | CA | 01/2018 | 05/2018 |
| Appleone -- Korbel Champagne Cellars | Guernville | CA | 07/2020 | 12/2020 |
| San Jose State University | San Jose | CA | 08/2015 | 05/2018 |
| Santa Rosa Junior College | Santa Rosa | CA | 06/2018 | 12/2018 |
| Sonoma State University | Rohnert Park | CA | 01/2019 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-26 |
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