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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-20
CA RA APPROVED 2024-11-14
CO RA APPROVED 2024-11-14
CT RA APPROVED 2024-11-14
GA RA APPROVED 2024-11-14
IN RA APPROVED 2024-11-14
MD RA APPROVED 2024-11-14
OR RA APPROVED 2024-11-14
VA RA APPROVED 2024-11-14
  • FL RA
    APPROVED
    Since 2024-11-20
  • CA RA
    APPROVED
    Since 2024-11-14
  • CO RA
    APPROVED
    Since 2024-11-14
  • CT RA
    APPROVED
    Since 2024-11-14
  • GA RA
    APPROVED
    Since 2024-11-14
  • IN RA
    APPROVED
    Since 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14
  • OR RA
    APPROVED
    Since 2024-11-14
  • VA RA
    APPROVED
    Since 2024-11-14

Branch Locations

1919 Gallows Road Suite 100, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Vienna VA 12/2021 04/2024
Unemployed Bowie MD 05/2020 12/2021
Adt Commercial (Formerly Red Hawk) Severn MD 05/2019 05/2020
Fiberplus Jessup MD 03/2018 05/2019
Securitas Es Bowie MD 03/2014 02/2018
Nylife Securities Llc Vienna VA 05/2022 04/2024
Pruco Securities, Llc Vienna VA 04/2024 11/2024
The Prudential Insurance Company Of America Vienna VA 04/2024 Present
Lpl Enterprise, Llc Vienna VA 11/2024 Present
  • 12/2021 → 04/2024
    New York Life Insurance Company
    Vienna, VA
  • 05/2020 → 12/2021
    Unemployed
    Bowie, MD
  • 05/2019 → 05/2020
    Adt Commercial (Formerly Red Hawk)
    Severn, MD
  • 03/2018 → 05/2019
    Fiberplus
    Jessup, MD
  • 03/2014 → 02/2018
    Securitas Es
    Bowie, MD
  • 05/2022 → 04/2024
    Nylife Securities Llc
    Vienna, VA
  • 04/2024 → 11/2024
    Vienna, VA
  • 04/2024 → Present
    The Prudential Insurance Company Of America
    Vienna, VA
  • 11/2024 → Present
    Vienna, VA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-22
S63 Uniform Securities Agent State Law Examination 2022-10-10
  • S65 Uniform Investment Adviser Law Examination
    2024-05-22
  • S63 Uniform Securities Agent State Law Examination
    2022-10-10

View on SEC IAPD

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