Dennis Thomas Pozios

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 08/2019
  Warfield Greens
  Fraser, MI
• 05/2020 → 07/2020
  Southside Grill
  Warren, MI
• 01/2020 → 05/2021
  Jackson National Life
  East Lansing, MI
• 05/2021 → 12/2023
  Sawchuk Wealth
  Troy, MI
• 05/2021 → 12/2023
  J.W. Cole Financial, Inc.
  Tampa, FL
• 08/2019 → 05/2020
  Unemployed (Student)
  Clinton Township, MI
• 01/2023 → 12/2023
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 01/2024 → 05/2024
  Ubs Financial Services, Inc
  Chicago, IL
• 05/2024 → 02/2025
  J.W. Cole Advisors, Inc
  Tampa, FL
• 05/2024 → 02/2025
  J.W. Cole Financial, Inc.
  Tampa, FL
• 02/2025 → Present
  Money Concepts Capital Corp
  Palm Beach Gardens, FL

Previous Registrations

• 2024-06-04 → 2025-02-28
  J. W. Cole Advisors, Inc.
  Troy, MI
  Tampa, FL
• 2024-02-09 → 2024-06-06
  Ubs Financial Services Inc.
  Chicago, IL
  Weehawken, NJ
• 2023-01-03 → 2023-12-11
  J. W. Cole Advisors, Inc.
  Troy, MI
  Tampa, FL

Exams

• S66 Uniform Combined State Law Examination
  2022-12-06

Other Names

• Dennis Thomas Pozios
• Dennis Pozios