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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-01-22 |
Branch Locations
108 Frederick Street, Greenville, SC 29607 • United States
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ae Wealth Management, Llc | Topeka | KS | 06/2021 | 06/2022 |
| Lord And Richards | Highlands Ranch | CO | 06/2021 | 06/2022 |
| Upstate Exterior Experts, Llc | Greenville | SC | 06/2020 | 05/2021 |
| Forwarding People, Llc | Greenville | SC | 12/2018 | 08/2019 |
| Southern Advertising | Greer | SC | 07/2017 | 01/2018 |
| Spill The Beans | Greenville | SC | 06/2016 | 07/2017 |
| Bob Jones Academy | Greenville | SC | 08/2005 | 05/2017 |
| Bob Jones University | Greenville | SC | 08/2017 | 05/2021 |
| Alight Financial Advisors | Lincolnshire | IL | 06/2022 | 12/2025 |
| Ironwood Financial Group | Greenville | SC | 01/2026 | Present |
| Alphastar Capital Management | Greenville | SC | 01/2026 | Present |
the name of the other business; Iron Financial Group whether the business is investment-related; Yes the address of the other business; Greenville, SC the nature of the other business; Insurance Sales your position; Insurance Agent title, or relationship with the other business; Insurance Agent the start date of your relationship; 01/2026 the approximate number of hours/month you devote to the other business; 10 hours per month the number of hours you devote to the other business during securities trading hours; 10 hours per month and briefly describe your duties relating to the other business; insurance sales
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-17 |
| S65 | Uniform Investment Adviser Law Examination | 2021-01-28 |
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