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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-03-27 |
Branch Locations
1213 W Morehead St. Suite 508, Charlotte, NC 28206 • United States
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Go-Karts Plus | Williamsburg | VA | 07/2016 | 08/2017 |
| Anna's Brick Oven Pizza And Pasta | Williamsburg | VA | 09/2017 | 06/2018 |
| Craft 31 | Williamsburg | VA | 06/2018 | 08/2018 |
| Deet's | Blacksburg | VA | 01/2019 | 06/2019 |
| Berret's Seafood Restaurant And Taphouse Grill | Williamsburg | VA | 06/2019 | 01/2020 |
| 622 North | Blacksburg | VA | 01/2020 | 03/2020 |
| Precarious Beer Hall | Williamsburg | VA | 06/2019 | 08/2019 |
| La Tienda Llc | Toano | VA | 11/2017 | 01/2021 |
| The Boathouse Restaurant - Housepitality Family | Richmond | VA | 06/2021 | 08/2021 |
| Northwestern Mutual | Richmond | VA | 06/2021 | 03/2022 |
| Virginia Polytechnic Institute And State University | Blacksburg | VA | 08/2018 | 05/2022 |
| Green's Grill And Sushi Bar | Blacksburg | VA | 01/2022 | 05/2022 |
| Warhill High School | Williamsburg | VA | 08/2015 | 05/2018 |
| Paul's Deli Neighborhood Restaurant | Williamsburg | VA | 06/2022 | 08/2022 |
| Thrivent Advisor Network Dba 49 Financial | Charlotte | NC | 08/2022 | 01/2023 |
| Pks Investments | Albany | NY | 08/2022 | Present |
| 49 Financial | Charlotte | NC | 01/2023 | Present |
1) 49 Financial. Investment Related. At registered location. RIA. Advisor. Start: 8/15/2022. 140 hrs/month; all during trading hours. Providing financial advice to clients. 2) Fixed Insurance. Investment Related. At registered location. Fixed / Traditional Insurance. Agent. Start: 8/2022. 4 hrs/month; all during trading hours. Sales of fixed / traditional insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-01 |
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