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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-17 |
| NJ | RA | APPROVED | 2023-10-17 |
Branch Locations
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
115 West Century Road, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eldorado Resort Casino Reno | Reno | NV | 05/2016 | 09/2016 |
| Student | Reno | NV | 09/2016 | 09/2018 |
| Glogovac And Pintar Ltd | Reno | NV | 09/2018 | 03/2019 |
| Alliance Trust Company | Reno | NV | 03/2019 | 09/2023 |
| Sierra Nevada Wealth Management, Llc | Reno | NV | 05/2021 | 11/2021 |
| Rockefeller Financial Llc | Paramus | NJ | 09/2023 | Present |
DFH Big Ridge LLC; Investment related; Raliegh, NC 27615; 2nd home and rental property; Part Partner; 07/24/25; 4 hours per month and 0 hours during trading hours; Help manage the property.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-09-06 |
| S65 | Uniform Investment Adviser Law Examination | 2019-06-06 |
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