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Lucas Jon Fotis

First Trust Advisors LP

Fort Worth, TX

Wheaton, IL

CRD 7381646

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Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-06
MA RA APPROVED 2025-01-31
IL RA APPROVED 2021-06-03
  • TX RA
    APPROVED
    Since 2026-01-06
  • MA RA
    APPROVED
    Since 2025-01-31
  • IL RA
    APPROVED
    Since 2021-06-03

Branch Locations

Fort Worth, TX • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 05/2021 Present
First Trust Advisors L.P. Wheaton IL 05/2021 Present
Rockpointe Ann Arbor MI 01/2021 05/2021
Rockpointe Ann Arbor MI 06/2020 11/2020
Taylor University Upland IN 08/2019 06/2020
Grup Faro Santo Domingo 06/2019 08/2019
Taylor University Upland IN 08/2016 06/2019
  • 05/2021 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 05/2021 → Present
    First Trust Advisors L.P.
    Wheaton, IL
  • 01/2021 → 05/2021
    Rockpointe
    Ann Arbor, MI
  • 06/2020 → 11/2020
    Rockpointe
    Ann Arbor, MI
  • 08/2019 → 06/2020
    Taylor University
    Upland, IN
  • 06/2019 → 08/2019
    Grup Faro
    Santo Domingo
  • 08/2016 → 06/2019
    Taylor University
    Upland, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-30
  • S66 Uniform Combined State Law Examination
    2020-09-30

View on SEC IAPD

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