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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-03-24 |
| TX | RA | APPROVED | 2016-03-24 |
| OH | RA | APPROVED | 2012-02-01 |
Branch Locations
3750 Park East Drive #200 Suite 100, Beachwood, OH 44122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Beachwood | OH | 01/2012 | Present |
| Stratos Wealth Partners, Ltd | Beachwood | OH | 01/2013 | Present |
(1) 01/30/2012: Stratos Wealth Partners, Ltd. - Non-Variable Insurance - INV REL - At Reported Business Location(s) - agent (2) 01/30/2012: Stratos Wealth Partners, Ltd. - DBA for LPL Business (entity for LPL business)- INV REL - At Reported Business Location(s) (3) 01/30/2012 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. (4) 1/28/2013 - STRATOS WEALTH PARTNERS, LTD - DBA: (HYBRID) STRATOS WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 1/2012 - Time Spent 50% - I provide investment advisory services through STRATOS WEALTH PARTNERS, LTD, an independent investment advisor firm. I started this business activity in 1/2012. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 07/25/2016: Stratos Wealth Advisors, LLC - Registered Investment Advisor - Stratos Wealth Advisors, LLC - INV REL - At Reported Business Location(s) - Start 06/01/2016 - operational / compliance role - 16 Hr/Mo; 16 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-13 |
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