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Aaron Fitz-Albert Riley

Thrivent Investment Management Inc.

Riverview, FL

CRD 7381161

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-06
  • FL RA
    APPROVED
    Since 2024-12-06

Branch Locations

Riverview, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Postal Service Tampa FL 01/2016 09/2021
New York Life Insurance Company Tampa FL 06/2021 09/2023
Nylife Securities Tampa FL 06/2022 09/2023
Unemployed Riverview FL 09/2023 12/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2024 04/2024
Northwestern Mutual Investment Services Llc Riverview FL 03/2024 04/2024
Unemployed Riverview FL 04/2024 10/2024
Thrivent Investment Management Inc Minneapolis MN 10/2024 Present
Thrivent Financial Appleton WI 10/2024 04/2025
Thrivent Financial Appleton WI 04/2025 Present
  • 01/2016 → 09/2021
    United States Postal Service
    Tampa, FL
  • 06/2021 → 09/2023
    New York Life Insurance Company
    Tampa, FL
  • 06/2022 → 09/2023
    Nylife Securities
    Tampa, FL
  • 09/2023 → 12/2023
    Unemployed
    Riverview, FL
  • 01/2024 → 04/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2024 → 04/2024
    Northwestern Mutual Investment Services Llc
    Riverview, FL
  • 04/2024 → 10/2024
    Unemployed
    Riverview, FL
  • 10/2024 → Present
    Minneapolis, MN
  • 10/2024 → 04/2025
    Thrivent Financial
    Appleton, WI
  • 04/2025 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-04
S63 Uniform Securities Agent State Law Examination 2023-02-23
  • S66 Uniform Combined State Law Examination
    2024-12-04
  • S63 Uniform Securities Agent State Law Examination
    2023-02-23
Other Names
  • Aaron Fitz-Albert Riley
  • Aaron F Riley
  • Aaron Riley

View on SEC IAPD

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