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Mario Barreto Franca Neto

State Farm Investment Management Corp.

Chadds Ford, PA

CRD 7381080

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-01
DE RA APPROVED 2023-05-31
MD RA APPROVED 2023-05-31
PA RA APPROVED 2023-05-31
  • NJ RA
    APPROVED
    Since 2023-06-01
  • DE RA
    APPROVED
    Since 2023-05-31
  • MD RA
    APPROVED
    Since 2023-05-31
  • PA RA
    APPROVED
    Since 2023-05-31

Branch Locations

1290 Baltimore Pike Suite 104, Chadds Ford, PA 19317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mario Neto Insurance Agency West Chester PA 03/2020 03/2024
State Farm Vp Management Corp. West Chester PA 08/2021 03/2024
State Farm Insurance Atlanta GA 10/2019 02/2020
Magniant Chester Springs PA 06/2018 10/2019
Physicians Education Resource Cranbury NJ 10/2017 05/2018
Self Employed Chester Springs PA 07/2017 09/2017
Haymarket Medical New York NY 10/2016 06/2017
Derma Sciences Princeton NJ 03/2013 10/2016
State Farm Investment Management Corp West Chester PA 05/2023 03/2024
Mario Neto Insurance Agency Chadds Ford PA 03/2024 Present
State Farm Investment Management Corp Chadds Ford PA 03/2024 Present
State Farm Vp Management Corp Chadds Ford PA 03/2024 Present
  • 03/2020 → 03/2024
    Mario Neto Insurance Agency
    West Chester, PA
  • 08/2021 → 03/2024
    State Farm Vp Management Corp.
    West Chester, PA
  • 10/2019 → 02/2020
    State Farm Insurance
    Atlanta, GA
  • 06/2018 → 10/2019
    Magniant
    Chester Springs, PA
  • 10/2017 → 05/2018
    Physicians Education Resource
    Cranbury, NJ
  • 07/2017 → 09/2017
    Self Employed
    Chester Springs, PA
  • 10/2016 → 06/2017
    Haymarket Medical
    New York, NY
  • 03/2013 → 10/2016
    Derma Sciences
    Princeton, NJ
  • 05/2023 → 03/2024
    West Chester, PA
  • 03/2024 → Present
    Mario Neto Insurance Agency
    Chadds Ford, PA
  • 03/2024 → Present
    Chadds Ford, PA
  • 03/2024 → Present
    State Farm Vp Management Corp
    Chadds Ford, PA
Other Businesses

1) Mario Neto's Insurance Agency; Insurance Agency; Investment-related; 1290 Baltimore Pike Suite 104 Chadds Ford, PA 19317; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 3/1/2020; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-19
S63 Uniform Securities Agent State Law Examination 2022-04-30
  • S65 Uniform Investment Adviser Law Examination
    2023-05-19
  • S63 Uniform Securities Agent State Law Examination
    2022-04-30

View on SEC IAPD

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