Best Investors Account Sign in
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-21
  • CA RA
    APPROVED
    Since 2022-07-21

Branch Locations

1231 S. California Blvd, Walnut Creek, CA 94596-5122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Walnut Creek CA 12/2021 12/2022
Aerotek (Td Ameritrade, Inc.) Walnut Creek CA 06/2021 12/2021
Associated Students, Inc. San Luis Obispo CA 01/2021 05/2021
California Polytechnic State University, San Luis Obispo San Luis Obispo CA 10/2020 12/2020
New Student & Transition Programs San Luis Obispo CA 11/2019 10/2020
Cea Study Abroad Florence 08/2019 11/2019
New Student & Transition Programs San Luis Obispo CA 05/2019 08/2019
California Polytechnic State University, San Luis Obispo San Luis Obispo CA 01/2019 05/2019
Pacific Sunwear Brentwood CA 06/2018 01/2019
California Polytechnic State University, San Luis Obispo San Luis Obispo CA 06/2017 06/2018
Heritage High School Brentwood CA 06/2013 06/2017
Charles Schwab And Co., Inc. Walnut Creek CA 12/2022 Present
Charles Schwab Bank, Ssb Walnut Creek CA 12/2021 Present
  • 12/2021 → 12/2022
    Td Ameritrade, Inc.
    Walnut Creek, CA
  • 06/2021 → 12/2021
    Aerotek (Td Ameritrade, Inc.)
    Walnut Creek, CA
  • 01/2021 → 05/2021
    Associated Students, Inc.
    San Luis Obispo, CA
  • 10/2020 → 12/2020
    California Polytechnic State University, San Luis Obispo
    San Luis Obispo, CA
  • 11/2019 → 10/2020
    New Student & Transition Programs
    San Luis Obispo, CA
  • 08/2019 → 11/2019
    Cea Study Abroad
    Florence
  • 05/2019 → 08/2019
    New Student & Transition Programs
    San Luis Obispo, CA
  • 01/2019 → 05/2019
    California Polytechnic State University, San Luis Obispo
    San Luis Obispo, CA
  • 06/2018 → 01/2019
    Pacific Sunwear
    Brentwood, CA
  • 06/2017 → 06/2018
    California Polytechnic State University, San Luis Obispo
    San Luis Obispo, CA
  • 06/2013 → 06/2017
    Heritage High School
    Brentwood, CA
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Walnut Creek, CA
  • 12/2021 → Present
    Charles Schwab Bank, Ssb
    Walnut Creek, CA
Previous Registrations
  • 2022-07-21 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Walnut Creek, CA
  • 2022-07-21 → 2022-10-14
    Td Ameritrade, Inc.
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-11
  • S66 Uniform Combined State Law Examination
    2022-06-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Walnut Creek, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor