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Lindajane Cofield

Ubs Financial Services Inc.

Chattanooga, TN

Mcdonald, TN

CRD 7380729

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-07-14
  • TN RA
    APPROVED
    Since 2022-07-14

Branch Locations

One Union Square, Chattanooga, TN 37402 • United States

Mcdonald, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unum Chattanooga TN 09/2009 08/2019
Ubs Financial Services Chattanooga TN 05/2021 Present
University Of Tennessee At Chattanooga Chattanooga TN 08/2019 05/2021
  • 09/2009 → 08/2019
    Unum
    Chattanooga, TN
  • 05/2021 → Present
    Ubs Financial Services
    Chattanooga, TN
  • 08/2019 → 05/2021
    University Of Tennessee At Chattanooga
    Chattanooga, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-13
  • S66 Uniform Combined State Law Examination
    2022-07-13
Other Names
  • Linda Jane Cofield
  • Linda Jane Cofield Dobosh
  • Lindajane Cofield Cofield

View on SEC IAPD

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