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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Parma | OH | 08/2011 | 02/2018 |
| Lpl Financial Llc | Strongsville | OH | 02/2018 | Present |
1. 02/14/2018 - TA-CHECK - Investment Related - Tax Prep/Accounting/CPA - TAX PREPARER. 2. 03/12/2018 - TA-CHECK FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 07/26/2024 - Other - Ohio Public Notary - Not Investment Related - At Reported Business Location(s) - Start Date 05/07/2007 - 2 Hours Per Month/ During Trading 4. 06/17/2026 - INTRUA FINANCIAL - Outside/W-2 Employment - Investment Related - At Reported Business Location(s) - Start Date 05/01/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-26 |
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