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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-12-12
  • NE RA
    APPROVED
    Since 2023-12-12

Branch Locations

5944 Vandervoort Dr, Lincoln, NE 68516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed North Platte NE 01/2013 10/2018
American Eagle Lincoln NE 10/2018 11/2018
Unemployed Lincoln NE 11/2018 05/2019
Unemployed North Platte NE 05/2019 08/2019
Unemployed Lincoln NE 08/2019 12/2019
Ymca Of Lincoln Lincoln NE 12/2019 03/2020
Cleary Building Corporation North Platte NE 03/2020 08/2020
Unemployed Lincoln NE 08/2020 10/2020
Nebraska Wesleyan University Lincoln NE 10/2020 03/2021
Unemployed Lincoln NE 03/2021 05/2021
Pinnacle Wealth Management Lincoln NE 05/2021 05/2022
Fp Wealth Management Lincoln NE 05/2022 Present
Sagepoint Financial, Inc. Lincoln NE 06/2023 09/2023
Osaic Wealth, Inc. Lincoln NE 09/2023 Present
  • 01/2013 → 10/2018
    Unemployed
    North Platte, NE
  • 10/2018 → 11/2018
    American Eagle
    Lincoln, NE
  • 11/2018 → 05/2019
    Unemployed
    Lincoln, NE
  • 05/2019 → 08/2019
    Unemployed
    North Platte, NE
  • 08/2019 → 12/2019
    Unemployed
    Lincoln, NE
  • 12/2019 → 03/2020
    Ymca Of Lincoln
    Lincoln, NE
  • 03/2020 → 08/2020
    Cleary Building Corporation
    North Platte, NE
  • 08/2020 → 10/2020
    Unemployed
    Lincoln, NE
  • 10/2020 → 03/2021
    Nebraska Wesleyan University
    Lincoln, NE
  • 03/2021 → 05/2021
    Unemployed
    Lincoln, NE
  • 05/2021 → 05/2022
    Pinnacle Wealth Management
    Lincoln, NE
  • 05/2022 → Present
    Fp Wealth Management
    Lincoln, NE
  • 06/2023 → 09/2023
    Sagepoint Financial, Inc.
    Lincoln, NE
  • 09/2023 → Present
    Lincoln, NE
Other Businesses

1) ENTRUST WEALTH COUNSEL, INC. POSITION: Client Service Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 05/16/2022 ADDRESS: 770 N Cotner Blvd, Suite 411, Lincoln NE 68505, United States DESCRIPTION: Hourly pay for working for Entrust Wealth Counsel. Open new accounts. Answer incoming phone calls. Service existing accounts. Assist advisors on day-to-day tasks.. Process paperwork.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-11
  • S66 Uniform Combined State Law Examination
    2023-12-11
Other Names
  • Leslie N Borges
  • Leslie Nicole Borges
  • Leslie Borges

View on SEC IAPD

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