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Cole Dickson Foley

Mml Investors Services, LLC

Winston-Salem, NC

Winston-Salem, NC

CRD 7380526

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-20
NC RA APPROVED 2025-02-04
  • TX RA
    APPROVED
    Since 2026-04-20
  • NC RA
    APPROVED
    Since 2025-02-04

Branch Locations

Winston-Salem, NC • United States

380 Knollwood St Suite 460, Winston-Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Winston-Salem NC 05/2022 Present
Massmutual Life Insurance Co Winston-Salem NC 05/2022 Present
Davidson College Davidson NC 08/2018 06/2022
Mount Tabor High School Winston-Salem NC 08/2014 06/2018
  • 05/2022 → Present
    Mml Investors Services, Llc
    Winston-Salem, NC
  • 05/2022 → Present
    Massmutual Life Insurance Co
    Winston-Salem, NC
  • 08/2018 → 06/2022
    Davidson College
    Davidson, NC
  • 08/2014 → 06/2018
    Mount Tabor High School
    Winston-Salem, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-04
  • S66 Uniform Combined State Law Examination
    2024-10-04

View on SEC IAPD

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