Sergio Hernandez

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2019 → 04/2021
  State Farm Insurance
  Tempe, AZ
• 08/2018 → 12/2019
  Chick-Fil-A
  Phoenix, AZ
• 01/2017 → 08/2018
  Accent Care
  Phoenix, AZ
• 08/2016 → 01/2017
  Top Golf
  Scottsdale, AZ
• 02/2018 → 08/2018
  Subway
  San Tan Valley, AZ
• 06/2021 → 10/2022
  Robinhood Markets, Inc
  Tempe, AZ
• 10/2022 → 06/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 08/2016 → 12/2016
  Scottsdale Community College
  Scottsdale, AZ
• 01/2017 → 05/2018
  Central Arizona College
  Coolidge, AZ
• 08/2018 → 05/2019
  Scottsdale Community College
  Scottsdale, AZ
• 08/2019 → 12/2019
  Gateway Community College
  Phoenix, AZ
• 08/2020 → 12/2020
  Scottsdale Community College
  Scottsdale, AZ
• 01/2023 → 06/2023
  Bank Of America N.A.
  Chandler, AZ
• 02/2025 → Present
  Morgan Stanley
  Gilbert, AZ
• 04/2024 → 02/2025
  Devoted Guardians Home Care
  Tempe, AZ
• 06/2023 → 04/2024
  Unemployed
  San Tan Valley, AZ

Previous Registrations

• 2023-02-27 → 2023-06-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
  New York, NY

Other Businesses

*630026 - Del Sol Promotions; Investment related: No; Litchfield park, Arizona; Professional Boxing; Contractor; (proprietor, partner, officer, director, employee, trustee, agent); 03/2024; During business hours: 0; After business hours: 40; Compete in the sport of boxing, at a professional level.

Exams

• S66 Uniform Combined State Law Examination
  2023-02-24
• S63 Uniform Securities Agent State Law Examination
  2021-11-23