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Monica Sotomayor

J.P. Morgan Securities LLC

Boston, MA

Miami, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-06
TX RA APPROVED 2024-02-27
  • FL RA
    APPROVED
    Since 2024-03-06
  • TX RA
    APPROVED
    Since 2024-02-27

Branch Locations

50 Rowes Wharf, Boston, MA 02110 • United States

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Miami FL 06/2016 Present
Jpmorgan Chase Bank Na Miami FL 01/2017 Present
  • 06/2016 → Present
    Jpmorgan Securities Llc
    Miami, FL
  • 01/2017 → Present
    Jpmorgan Chase Bank Na
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-27
S66 Uniform Combined State Law Examination 2010-11-22
  • S65 Uniform Investment Adviser Law Examination
    2024-02-27
  • S66 Uniform Combined State Law Examination
    2010-11-22
Other Names
  • Monica Jenelly Chiappy
  • Monica Jenelly Sotomayor

View on SEC IAPD

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GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
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