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Nicholas Kevin Nowakowski

Ubs Financial Services Inc.

Rochester Hills, MI

Birmingham, MI

CRD 7379873

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-03
MI RA APPROVED 2024-10-22
  • TX RA
    APPROVED
    Since 2026-04-03
  • MI RA
    APPROVED
    Since 2024-10-22

Branch Locations

Rochester Hills, MI • United States

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peppa Pig World Of Play Michigan (Merlin) Auburn Hills MI 05/2019 08/2019
Menards Lake Orion MI 05/2020 08/2020
Ubs Financial Services Troy MI 05/2021 08/2021
Waggoner Financial Lansing MI 05/2022 08/2022
Ubs Financial Services Troy MI 06/2023 08/2023
Ubs Financial Services Troy MI 05/2024 Present
Michigan State University East Lansing MI 08/2020 04/2024
Michigan State University East Lansing MI 08/2021 12/2022
Lake Orion High School Lake Orion MI 09/2016 05/2020
  • 05/2019 → 08/2019
    Peppa Pig World Of Play Michigan (Merlin)
    Auburn Hills, MI
  • 05/2020 → 08/2020
    Menards
    Lake Orion, MI
  • 05/2021 → 08/2021
    Ubs Financial Services
    Troy, MI
  • 05/2022 → 08/2022
    Waggoner Financial
    Lansing, MI
  • 06/2023 → 08/2023
    Ubs Financial Services
    Troy, MI
  • 05/2024 → Present
    Ubs Financial Services
    Troy, MI
  • 08/2020 → 04/2024
    Michigan State University
    East Lansing, MI
  • 08/2021 → 12/2022
    Michigan State University
    East Lansing, MI
  • 09/2016 → 05/2020
    Lake Orion High School
    Lake Orion, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-21
  • S66 Uniform Combined State Law Examination
    2024-10-21

View on SEC IAPD

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