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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-01 |
| TX | RA | APPROVED | 2009-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayzata | MN | 01/2009 | Present |
| Bank Of America, N.A. | Wayzata | MN | 04/2011 | Present |
I*: 2111266 Entity Type: Entity Charitable Name of OBA: Minnesota Renegades Address: Farmington, MN 55024 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 12/21/2024 Number of Hours: 2 hs mtlhy Number of Hours during trading: 0 Duties: Non-Profit dedicated to helping young girls pursue their college softball dreams. I would be secretary and responsible for communication
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-28 |
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